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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-06
NY RA APPROVED 2024-05-21
NJ RA APPROVED 2023-04-17
  • TX RA
    APPROVED_RES
    Since 2025-03-06
  • NY RA
    APPROVED
    Since 2024-05-21
  • NJ RA
    APPROVED
    Since 2023-04-17

Branch Locations

35 S Liberty Dr 9W, Stony Point, NY 10980 • United States

913 Kinderkamack Rd, River Edge, NJ 07661 • United States

35 Bardonia Rd, Bardonia, NY 10954 • United States

73 Mountainview Blvd, Basking Ridge, NJ 07920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Inc. North Bergen NJ 06/2016 08/2019
Raymond James Financial Services Advisors, Inc. Hackensack NJ 09/2019 04/2023
Raymond James Financial Services, Inc. Hackensack NJ 09/2019 04/2023
Lakeland Bank Hackensack NJ 09/2019 04/2023
Lakeland Financial Services Agency Hackensack NJ 09/2019 04/2023
N/A South Hackensack NJ 09/2018 Present
Lakeland Financial Services Hackensack NJ 09/2019 04/2023
Lakeland Financial Services Hackensack NJ 09/2019 04/2023
M&T Securities Inc. North Bergen NJ 06/2016 08/2019
Lpl Financial Llc Basking Ridge NJ 04/2023 Present
Affinity Investment Services Basking Ridge NJ 04/2023 Present
  • 06/2016 → 08/2019
    M&T Securities Inc.
    North Bergen, NJ
  • 09/2019 → 04/2023
    Hackensack, NJ
  • 09/2019 → 04/2023
    Raymond James Financial Services, Inc.
    Hackensack, NJ
  • 09/2019 → 04/2023
    Lakeland Bank
    Hackensack, NJ
  • 09/2019 → 04/2023
    Lakeland Financial Services Agency
    Hackensack, NJ
  • 09/2018 → Present
    N/A
    South Hackensack, NJ
  • 09/2019 → 04/2023
    Lakeland Financial Services
    Hackensack, NJ
  • 09/2019 → 04/2023
    Lakeland Financial Services
    Hackensack, NJ
  • 06/2016 → 08/2019
    M&T Securities Inc.
    North Bergen, NJ
  • 04/2023 → Present
    Basking Ridge, NJ
  • 04/2023 → Present
    Affinity Investment Services
    Basking Ridge, NJ
Previous Registrations
  • 2019-09-20 → 2025-06-20
    Hackensack, NJ
  • 2016-07-20 → 2019-09-13
    M&T Securities, Inc.
    Newark, NJ
    Kearny, NJ
    Hoboken, NJ
    North Bergen, NJ
    Paramus, NJ
    Newark, NJ
    Lyndhurst, NJ
    Paramus, NJ
    Jersey City, NJ
    Paramus, NJ
    Paramus, NJ
  • 2014-03-31 → 2016-06-29
    Lansdale, PA
    Maple Glen, PA
    Spring Valley, NY
    Tappan, NY
    Stony Point, NY
    Blauvelt, NY
    Suffern, NY
    Nanuet, NY
    Pearl River, NY
Other Businesses

1- 11/2018 / REAL ESTATE RENTAL / INVESTMENT RELATED / EAST ORANGE, NJ 2- 04/13/2023 / Affinity Investment Services / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / EAST ORANGE, NJ 3- 11/2021 / Portraits N Play LLC / BUSINESS OWNER / NON INVESTMENT RELATED / HACKENSACK, NJ 4- 07/2015 / REAL ESTATE RENTAL / INVESTMENT RELATED / HACKENSACK, NJ 5-10/10/2025-A Check for Life Productions- Other - Show Panelist/Judge- INV Related- At Rockville Centre, NY- Start date 10/15/2025- 10 Hours Per Month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-31
S63 Uniform Securities Agent State Law Examination 2010-09-27
  • S65 Uniform Investment Adviser Law Examination
    2014-03-31
  • S63 Uniform Securities Agent State Law Examination
    2010-09-27
Other Names
  • Indya Dominique Franklin
  • Indya Dominique Kellman

View on SEC IAPD

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