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Michael Friedman

Mml Investors Services, LLC

Scottsdale, AZ

Scottsdale, AZ

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-01
AZ RA APPROVED 2025-03-03
  • TX RA
    APPROVED
    Since 2025-07-01
  • AZ RA
    APPROVED
    Since 2025-03-03

Branch Locations

Scottsdale, AZ • United States

6263 N Scottsdale Rd Suite 140, Scottsdale, AZ 85250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vinity Scottsdale AZ 10/2019 12/2024
First National Bank Of Omaha Omaha NE 08/2015 10/2019
Mml Investors Services, Llc Scottsdale AZ 01/2025 Present
Massmutual Life Insurance Company Scottsdale AZ 01/2025 Present
  • 10/2019 → 12/2024
    Vinity
    Scottsdale, AZ
  • 08/2015 → 10/2019
    First National Bank Of Omaha
    Omaha, NE
  • 01/2025 → Present
    Mml Investors Services, Llc
    Scottsdale, AZ
  • 01/2025 → Present
    Massmutual Life Insurance Company
    Scottsdale, AZ
Previous Registrations
  • 2024-06-06 → 2025-01-06
    Vinity
    Scottsdale, AZ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-02-13
  • S63 Uniform Securities Agent State Law Examination
    2025-02-13
Designations
Other Names
  • Michael Abraham Friedman

View on SEC IAPD

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