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Taylor Seffels

Wells Fargo Clearing Services, LLC

Mount Pleasant, SC

Charleston, SC

Columbia, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-04
SC RA APPROVED 2024-01-17
  • TX RA
    APPROVED
    Since 2025-06-04
  • SC RA
    APPROVED
    Since 2024-01-17

Branch Locations

507 Coleman Blvd, Mount Pleasant, SC 29464 • United States

320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States

1320 Main St Ste 600, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Dallas TX 06/2011 03/2017
Morgan Stanley Private Bank, N.A. Dallas TX 06/2011 03/2017
Morgan Stanley Private Bank, N.A. Dallas TX 03/2017 09/2017
Morgan Stanley Dallas TX 03/2017 09/2017
Wells Fargo Clearing Services Llc Columbia SC 09/2017 Present
  • 06/2011 → 03/2017
    Morgan Stanley
    Dallas, TX
  • 06/2011 → 03/2017
    Morgan Stanley Private Bank, N.A.
    Dallas, TX
  • 03/2017 → 09/2017
    Morgan Stanley Private Bank, N.A.
    Dallas, TX
  • 03/2017 → 09/2017
    Morgan Stanley
    Dallas, TX
  • 09/2017 → Present
    Wells Fargo Clearing Services Llc
    Columbia, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-22
S63 Uniform Securities Agent State Law Examination 2010-09-24
  • S66 Uniform Combined State Law Examination
    2023-11-22
  • S63 Uniform Securities Agent State Law Examination
    2010-09-24
Other Names
  • Taylor Anne Seffels

View on SEC IAPD

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Other Offices

APOLLON WEALTH MANAGEMENT, LLC · MOUNT PLEASANT, SC
APOLLON FINANCIAL, LLC · MOUNT PLEASANT, SC
JANNEY MONTGOMERY SCOTT LLC · Mt. Pleasant, SC
SAOS CAPITAL, LLC · MOUNT PLEASANT, SC
LOVELAND & BASTIAN FINANCIAL SERVICES GROUP, LLC · MT. PLEASANT, SC
LOVELAND & BASTIAN FINANCIAL SERVICES GROUP, LLC · MT. PLEASANT, SC
CETERA INVESTMENT ADVISERS LLC · MT. PLEASANT, SC
SAOS CAPITAL, LLC · MOUNT PLEASANT, SC

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