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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-01-02
NY RA APPROVED 2025-11-03
TX RA APPROVED 2025-11-03
  • SC RA
    APPROVED
    Since 2026-01-02
  • NY RA
    APPROVED
    Since 2025-11-03
  • TX RA
    APPROVED
    Since 2025-11-03

Branch Locations

171 Church Street Suite 215, Charleston, SC 29401 • United States

125 Park Ave 25Th Floor, New York, NY 10017 • United States

300 Colorado Suite 2600, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Syosset NY 08/2009 01/2021
Mml Investors Services, Llc Syosset NY 08/2010 01/2021
Lion Street Financial New York NY 01/2021 Present
Lion Street Advisors New York NY 01/2021 Present
Integrity Alliance, Llc. Charleston SC 11/2025 Present
Integrity Alliance, Llc. Charleston SC 11/2025 Present
Previous Registrations
  • 2021-01-22 → 2025-11-03
    Lion Street Advisors, Llc
    Austin, TX
    New York, NY
    Charleston, SC
  • 2020-03-11 → 2021-01-25
    Woodbury, NY
Other Businesses

1)ARISGARDE RISK MANAGEMENT LLC POSITION: Owner NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 171 Church Street, Ste 215, Charleston SC 29401, United States DESCRIPTION: Insurance sales commissions 2)ARISGARDE POSITION: Owner NATURE: Operating Management company INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 171 Church Street, Suite 215, Charleston SC 29401, United States DESCRIPTION: Operating and Accounting management. 3)JRF CAPITAL STRUCTURES LLC POSITION: Owner NATURE: Integrity Stock Ownership INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2022 ADDRESS: 171 Church Street, Suite 215, Charleston SC 29401, United States DESCRIPTION: Passive Ownership holding company

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-26
S63 Uniform Securities Agent State Law Examination 2010-11-24
  • S65 Uniform Investment Adviser Law Examination
    2021-04-26
  • S63 Uniform Securities Agent State Law Examination
    2010-11-24
Other Names
  • Joshua Friedlander
  • Josh Paul Friedlander

View on SEC IAPD

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