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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-01-02 |
| NY | RA | APPROVED | 2025-11-03 |
| TX | RA | APPROVED | 2025-11-03 |
Branch Locations
171 Church Street Suite 215, Charleston, SC 29401 • United States
125 Park Ave 25Th Floor, New York, NY 10017 • United States
300 Colorado Suite 2600, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Syosset | NY | 08/2009 | 01/2021 |
| Mml Investors Services, Llc | Syosset | NY | 08/2010 | 01/2021 |
| Lion Street Financial | New York | NY | 01/2021 | Present |
| Lion Street Advisors | New York | NY | 01/2021 | Present |
| Integrity Alliance, Llc. | Charleston | SC | 11/2025 | Present |
| Integrity Alliance, Llc. | Charleston | SC | 11/2025 | Present |
1)ARISGARDE RISK MANAGEMENT LLC POSITION: Owner NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 171 Church Street, Ste 215, Charleston SC 29401, United States DESCRIPTION: Insurance sales commissions 2)ARISGARDE POSITION: Owner NATURE: Operating Management company INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 171 Church Street, Suite 215, Charleston SC 29401, United States DESCRIPTION: Operating and Accounting management. 3)JRF CAPITAL STRUCTURES LLC POSITION: Owner NATURE: Integrity Stock Ownership INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2022 ADDRESS: 171 Church Street, Suite 215, Charleston SC 29401, United States DESCRIPTION: Passive Ownership holding company
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-24 |
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