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Current Employers
Spiderrock Advisors, Llc

227 West Monroe Suite 4300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-06-20
  • IL RA
    APPROVED
    Since 2024-06-20

Branch Locations

227 West Monroe Street Suite 4300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs Chicago IL 01/2016 11/2016
Venture Connects Chicago IL 01/2017 11/2017
North Capital Private Securities Salt Lake City UT 01/2017 11/2017
Northern Trust Bank Chicago IL 11/2017 06/2020
Northern Trust Securities, Inc Chicago IL 11/2017 06/2020
Sentinus, Llc Oak Brook IL 07/2020 05/2023
Sentinus-Halo Securities Llc Oak Brook IL 07/2020 05/2023
The Invictus Collective Park Ridge IL 07/2023 Present
Blackrock Chicago IL 11/2023 Present
Blackrock Investments Llc Chicago IL 05/2024 Present
  • 01/2016 → 11/2016
    Goldman Sachs
    Chicago, IL
  • 01/2017 → 11/2017
    Venture Connects
    Chicago, IL
  • 01/2017 → 11/2017
    North Capital Private Securities
    Salt Lake City, UT
  • 11/2017 → 06/2020
    Northern Trust Bank
    Chicago, IL
  • 11/2017 → 06/2020
    Northern Trust Securities, Inc
    Chicago, IL
  • 07/2020 → 05/2023
    Sentinus, Llc
    Oak Brook, IL
  • 07/2020 → 05/2023
    Sentinus-Halo Securities Llc
    Oak Brook, IL
  • 07/2023 → Present
    The Invictus Collective
    Park Ridge, IL
  • 11/2023 → Present
    Blackrock
    Chicago, IL
  • 05/2024 → Present
    Blackrock Investments Llc
    Chicago, IL
Previous Registrations
Other Businesses

Top Corner Enterprises LLC; Sole proprietor LLC; Founder; E-Commerce Etsy Amazon Affiliate Marketing all non-financial; 5 hrs/month; Start Date:03-15-2023

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-24
S63 Uniform Securities Agent State Law Examination 2011-12-29
  • S65 Uniform Investment Adviser Law Examination
    2013-06-24
  • S63 Uniform Securities Agent State Law Examination
    2011-12-29
Other Names
  • Denny O'MAlley
  • Dennis Gerald O'MAlley
  • Dennis G O Malley
  • Dennis G Omalley
  • Dennis G O'MAlley
  • Dennis Gerald Omalley

View on SEC IAPD

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