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Kristen Margaret Roldan

Tiaa-Cref Individual & Institutional Services, LLC

Princeton, NJ

Jackson, NJ

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-12-08
  • NJ RA
    APPROVED
    Since 2017-12-08

Branch Locations

155 Village Boulevard Suite A, Princeton, NJ 08540 • United States

Jackson, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Msi Financial Services, Inc. Wall Township NJ 06/2012 03/2017
Massachusetts Mutual Life Insurance Company Wall Township NJ 07/2016 11/2017
Mml Investors Services, Llc Wall Township NJ 03/2017 11/2017
Tiaa-Cref Individual & Institutional Services, Llc Princeton NJ 12/2017 Present
Tiaa Princeton NJ 12/2017 Present
Previous Registrations
  • 2017-03-25 → 2017-11-30
    Mml Investors Services, Llc
    Wall Township, NJ
  • 2014-02-11 → 2017-03-25
    Msi Financial Services, Inc.
    Fairfield, NJ
    Wall Township, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-31
  • S66 Uniform Combined State Law Examination
    2013-12-31
Other Names
  • Kristen Margaret Demuth

View on SEC IAPD

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