Bryan Charles Pollock

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-01-24

NC RA
APPROVED

Since 2025-01-24

Branch Locations

Raleigh, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	08/2010	02/2017
Northwestern Mutual Investment Services, Llc	Raleigh	NC	08/2010	02/2017
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	02/2017
Lincoln Financial Securities	Raleigh	NC	03/2017	01/2025
Osaic Wealth, Inc.	Raleigh	NC	01/2025	Present

08/2010 → 02/2017

Northwestern Mutual Life Insurance Company

Milwaukee, WI
08/2010 → 02/2017

Northwestern Mutual Investment Services, Llc

Raleigh, NC
01/2016 → 02/2017

Northwestern Mutual Wealth Management Company

Milwaukee, WI
03/2017 → 01/2025

Lincoln Financial Securities

Raleigh, NC
01/2025 → Present

Osaic Wealth, Inc.

Raleigh, NC

Previous Registrations

2017-06-22 → 2025-01-24

Osaic Fs, Inc.

Raleigh, NC

Raleigh, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-06-16
S63	Uniform Securities Agent State Law Examination	2012-08-08

S65 Uniform Investment Adviser Law Examination

2017-06-16
S63 Uniform Securities Agent State Law Examination

2012-08-08