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Eric Mai

J.P. Morgan Securities LLC

Atlanta, GA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-04-18
TX RA APPROVED_RES 2024-04-18
  • GA RA
    APPROVED
    Since 2024-04-18
  • TX RA
    APPROVED_RES
    Since 2024-04-18

Branch Locations

3424 Peachtree Rd Ne Floor 24, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Emory University Goizueta Business School Atlanta GA 07/2016 05/2018
Goldman Sachs Atlanta GA 06/2017 08/2017
Unemployed Atlanta GA 06/2018 08/2018
J.P. Morgan Securities Llc Atlanta GA 08/2018 Present
Jpmorgan Chase Bank, N.A. Atlanta GA 08/2018 Present
  • 07/2016 → 05/2018
    Emory University Goizueta Business School
    Atlanta, GA
  • 06/2017 → 08/2017
    Goldman Sachs
    Atlanta, GA
  • 06/2018 → 08/2018
    Unemployed
    Atlanta, GA
  • 08/2018 → Present
    J.P. Morgan Securities Llc
    Atlanta, GA
  • 08/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-16
S63 Uniform Securities Agent State Law Examination 2018-11-16
  • S65 Uniform Investment Adviser Law Examination
    2024-04-16
  • S63 Uniform Securities Agent State Law Examination
    2018-11-16
Other Names
  • Eric Tam Mai
  • Eric T Mai

View on SEC IAPD

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