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Franklin, TN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Franklin | TN | 07/2010 | 11/2024 |
| Charles Schwab Bank | Franklin | TN | 06/2013 | 11/2024 |
| Th Financial, Llc | Franklin | TN | 11/2024 | Present |
1)REAL ESTATE; 02/17/2017; FRANKLIN, TENNESSEE; NOT INVESTMENT RELATED; PROPERTY OWNER; LESS THAN 20 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS. 2)REAL ESTATE; 07/01/2013; PEORIA, ARIZONA; NOT INVESTMENT RELATED; PROPERTY OWNER; LESS THAN 20 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS. 3)Rental Real Estate|Investment Related:No|58 E Milestone Dr Unit A;Inlet Beach;FL;32461;USA|Real Estate (Non-Agent/Broker)|Property Owner|2022-10-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Passive Investment - I own the property but have a property manager manage the rental details.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-12 |
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