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Steven Yick Tung Chau

Know Your Worth Financial

Gilbert, AZ

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Current Employers
Know Your Worth Financial

Gilbert, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-19
AZ RA APPROVED 2020-03-11
  • TX RA
    APPROVED_RES
    Since 2020-11-19
  • AZ RA
    APPROVED
    Since 2020-03-11

Branch Locations

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Group, Inc. Scottsdale AZ 02/2017 06/2019
Bayntree Wealth Advisors Scottsdale AZ 04/2016 11/2016
Brightside Chandler AZ 10/2019 09/2020
Unemployed Scottsdale AZ 11/2016 02/2017
Unemployed Scottsdale AZ 06/2019 10/2019
Kyw Financial, Llc D.b.a. Know Your Worth Financial Tempe AZ 11/2019 Present
  • 02/2017 → 06/2019
    Vanguard Group, Inc.
    Scottsdale, AZ
  • 04/2016 → 11/2016
    Bayntree Wealth Advisors
    Scottsdale, AZ
  • 10/2019 → 09/2020
    Brightside
    Chandler, AZ
  • 11/2016 → 02/2017
    Unemployed
    Scottsdale, AZ
  • 06/2019 → 10/2019
    Unemployed
    Scottsdale, AZ
  • 11/2019 → Present
    Kyw Financial, Llc D.b.a. Know Your Worth Financial
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-13
S63 Uniform Securities Agent State Law Examination 2011-01-26
  • S65 Uniform Investment Adviser Law Examination
    2013-12-13
  • S63 Uniform Securities Agent State Law Examination
    2011-01-26
Designations
Other Names
  • Steven Y Tung Chau
  • Steven Yick Tung Chau
  • Steven Chau

View on SEC IAPD

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