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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-31 |
Branch Locations
2325 Gus Thomasson Road 1St Floor, Dallas, TX 75228 • United States
3431 Highway 66, Rowlett, TX 75088 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Los Angeles | CA | 09/2008 | 12/2020 |
| Wells Fargo Clearing Services Llc | Los Angeles | CA | 07/2010 | 12/2020 |
| Allstate Insurance Company | Dallas | TX | 02/2021 | 09/2023 |
| Allstate Financial Services Llc | Dallas | TX | 02/2021 | 09/2023 |
| Home Depot Inc. | Wylie | TX | 02/2018 | 06/2019 |
| Unemployed | Wylie | TX | 01/2021 | 01/2021 |
| Jpmorgan Chase Bank, N.A. | Rowlett | TX | 09/2023 | Present |
| J.P. Morgan Securities Llc | Rowlett | TX | 09/2023 | Present |
| N/A | Wylie | TX | 07/2024 | Present |
Entity Name: N/A Investment related: No Address: Wylie TX 75098 Nature of the other business: Home Esthetics Services Position/Title/Relationship: Owner/Partner Start Date: 07/31/2024 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Establishing a Sub-contracting business for home esthetics services. Land scapping design, remodels, home projects. Wont personaly invest just contract out projects to General Contractors through referral sources from community as well as marketing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-15 |
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