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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-31
  • TX RA
    APPROVED
    Since 2023-10-31

Branch Locations

2325 Gus Thomasson Road 1St Floor, Dallas, TX 75228 • United States

3431 Highway 66, Rowlett, TX 75088 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Los Angeles CA 09/2008 12/2020
Wells Fargo Clearing Services Llc Los Angeles CA 07/2010 12/2020
Allstate Insurance Company Dallas TX 02/2021 09/2023
Allstate Financial Services Llc Dallas TX 02/2021 09/2023
Home Depot Inc. Wylie TX 02/2018 06/2019
Unemployed Wylie TX 01/2021 01/2021
Jpmorgan Chase Bank, N.A. Rowlett TX 09/2023 Present
J.P. Morgan Securities Llc Rowlett TX 09/2023 Present
N/A Wylie TX 07/2024 Present
  • 09/2008 → 12/2020
    Wells Fargo Bank, N.A.
    Los Angeles, CA
  • 07/2010 → 12/2020
    Los Angeles, CA
  • 02/2021 → 09/2023
    Allstate Insurance Company
    Dallas, TX
  • 02/2021 → 09/2023
    Allstate Financial Services Llc
    Dallas, TX
  • 02/2018 → 06/2019
    Home Depot Inc.
    Wylie, TX
  • 01/2021 → 01/2021
    Unemployed
    Wylie, TX
  • 09/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Rowlett, TX
  • 09/2023 → Present
    Rowlett, TX
  • 07/2024 → Present
    N/A
    Wylie, TX
Previous Registrations
  • 2021-03-02 → 2023-09-25
    Farmers Branch, TX
    Plano, TX
    Farmers Branch, TX
  • 2017-08-18 → 2021-01-13
    Torrance, CA
    San Leandro, CA
    Rancho Palos Verdes, CA
    Torrance, CA
    El Segundo, CA
    Rolling Hills Estates, CA
    Beverly Hills, CA
    Los Angeles, CA
    Los Angeles, CA
    Hawthorne, CA
    El Segundo, CA
    Long Beach, CA
    El Segundo, CA
    Dallas, TX
    Fort Worth, TX
    Fort Worth, TX
    Murphy, TX
    Fort Worth, TX
    Plano, TX
    Farmers Branch, TX
    Plano, TX
    Farmers Branch, TX
    Plano, TX
    Garland, TX
    Garland, TX
    Richardson, TX
Other Businesses

Entity Name: N/A Investment related: No Address: Wylie TX 75098 Nature of the other business: Home Esthetics Services Position/Title/Relationship: Owner/Partner Start Date: 07/31/2024 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Establishing a Sub-contracting business for home esthetics services. Land scapping design, remodels, home projects. Wont personaly invest just contract out projects to General Contractors through referral sources from community as well as marketing.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-18
S63 Uniform Securities Agent State Law Examination 2011-03-15
  • S66 Uniform Combined State Law Examination
    2017-08-18
  • S63 Uniform Securities Agent State Law Examination
    2011-03-15

View on SEC IAPD

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