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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-11 |
| TX | RA | APPROVED | 2023-09-11 |
Branch Locations
12860 El Camino Real Floor 02, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Fontana | CA | 10/2011 | 08/2017 |
| Wells Fargo Clearing Services, Llc | Fontana | CA | 02/2012 | 08/2017 |
| First Republic Bank | San Diego | CA | 08/2017 | 07/2023 |
| First Republic Securities Company Llc | San Diego | CA | 08/2017 | 07/2023 |
| Jpmorgan Chase Bank, N.A. | San Diego | CA | 07/2023 | Present |
| J.P. Morgan Securities Llc | San Diego | CA | 09/2023 | Present |
| Mission Hills Church Inc | San Marcos | CA | 09/2019 | 04/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-08 |
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