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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial Services, Inc. | Austin | TX | 04/2016 | 10/2019 |
| Point Sur Wealth Management, Inc | Arroyo Grande | CA | 02/2016 | 11/2019 |
| Securities America, Inc. | Arroyo Grande | CA | 10/2019 | 12/2021 |
| Securities America Advisors, Inc. | Arroyo Grande | CA | 10/2019 | 12/2021 |
| Lpl Financial Llc | Arroyo Grande | CA | 12/2021 | Present |
1)12/2021- POINT SUR ADVISORS, LLC- DBA for LPL Business (entity for LPL business)- inv. related- Arroyo Grande CA 2) 08/01/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 12/18/2020 - 15 Hours Per Month/10 Hours During Securities Trading. 3) 07/05/2023 - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date 07/01/2023 - 0 Hours Per month/ During Securities Trading 4) 03/16/2026 - Maylund LLC - Real Estate Rental - Investment Related - Pismo Beach, CA - Start Date 04/01/2026 - 1 hour per month/ 0 hours during trading 5) 03/16/2026 - Maylund LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Pismo Beach, CA - Start Date 04/01/2026 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-21 |
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