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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2017-08-02
  • WA RA
    APPROVED
    Since 2017-08-02

Branch Locations

2700 156Th Ave Ne Ste 100/225, Bellevue, WA 98007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Tech Federal Credit Union Bellevue WA 06/2016 Present
Raymond James Financial Services, Inc. Bellevue WA 06/2016 Present
Raymond James Financial Services Advisors Inc. Bellevue WA 07/2016 Present
Addison Avenue Investment Services Bellevue WA 06/2016 Present
  • 06/2016 → Present
    First Tech Federal Credit Union
    Bellevue, WA
  • 06/2016 → Present
    Raymond James Financial Services, Inc.
    Bellevue, WA
  • 07/2016 → Present
    Bellevue, WA
  • 06/2016 → Present
    Addison Avenue Investment Services
    Bellevue, WA
Previous Registrations
  • 2016-05-10 → 2016-06-30
    Easterly Funds Llc
    Portland, OR
    New York, NY
  • 2012-07-20 → 2015-09-15
    Curian Capital, Llc
    Denver, CO
  • 2012-03-20 → 2012-07-17
    New England Securities
    Greenwood Village, CO
  • 2011-05-06 → 2012-03-01
    Waddell & Reed
    Las Vegas, NV
Other Businesses

(1)Name of Business: Addison Avenue Investment Services Address: 5100 NE Dawson Creek Dr, Hillsboro, OR, 97124, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/20/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Provide Sales Support to our Financial Advisors

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-05
  • S66 Uniform Combined State Law Examination
    2011-05-05
Other Names
  • Alex Kane Assaf
  • Alexander K Assaf

View on SEC IAPD

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