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201 King Of Prussia Road Suite 620, Radnor, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-08-16 |
Branch Locations
201 King Of Prussia Road Suite 620, Radnor, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aberdeen Asset Management, Inc. | Philadelphia | PA | 05/2011 | 12/2018 |
| Aberdeen Fund Distributors, Llc | Philadelphia | PA | 04/2013 | 12/2018 |
| Mondrian Investment Partners | Radnor | PA | 12/2019 | Present |
| Foreside Fund Services, Llc | Radnor | PA | 02/2020 | Present |
| Independent Consulting | Media | PA | 01/2019 | 11/2019 |
1) Mondrian Investment Partners; Investment-Related; Radnor, PA; Asset Management; Institutional Business Development Officer; start 12/2019; 180hrs per month with 0 during trading hours In addition to being an investment advisor of Mondrian Investment Partners Limited, this associate is a registered representative of Foreside Fund Services LLC, an unaffiliated broker dealer. This associate is a registered representative for the purposes of Foreside Fund Services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-09 |
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