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Mallory Melyn Dinis

Edelman Financial Engines

Walnut Creek, CA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-10
CA RA APPROVED 2016-11-30
  • TX RA
    APPROVED_RES
    Since 2020-09-10
  • CA RA
    APPROVED
    Since 2016-11-30

Branch Locations

2175 N California Blvd Suite 800, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 07/2015 11/2016
Financial Engines Advisors L.L.C. Pleasanton CA 11/2016 02/2026
Edelman Financial Engines Santa Clara CA 02/2026 Present
  • 07/2015 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → 02/2026
    Financial Engines Advisors L.L.C.
    Pleasanton, CA
  • 02/2026 → Present
    Edelman Financial Engines
    Santa Clara, CA
Previous Registrations
  • 2015-07-22 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Pleasanton, CA
    Overland Park, KS
  • 2012-04-11 → 2015-08-06
    The Mutual Fund Store
    Madison, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-10
S63 Uniform Securities Agent State Law Examination 2010-08-02
  • S65 Uniform Investment Adviser Law Examination
    2012-04-10
  • S63 Uniform Securities Agent State Law Examination
    2010-08-02
Other Names
  • Mallory Melyn Carter

View on SEC IAPD

Other Firms

USCF ADVISERS
BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SAVANT WEALTH MANAGEMENT
ONE CAPITAL MANAGEMENT, LLC
ROCKEFELLER FINANCIAL LLC
OSAIC WEALTH, INC.

Other Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL
Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

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