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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2011-09-16
  • IN RA
    APPROVED
    Since 2011-09-16

Branch Locations

Fort Wayne, IN • United States

200 E. Main Street, Fort Wayne, IN 46801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Fort Wayne IN 07/2010 Present
Other Businesses

1. Fort Wayne Museum of Art, Collects, preserves and presents American and related art to engage and educate broad and diverse audiences throughout the region to add value to their lives, Member of Board of directors, Various duties in my potential role as a board member will include but are not limited to the following: attending monthly meetings, sharing financial and investment knowledge, reading spreadsheets, making an impact on improving the quality of life in Fort Wayne, Indiana, start date-6/1/2022, Wayne Indiana United States-46802.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-15
  • S66 Uniform Combined State Law Examination
    2011-09-15
Other Names
  • Shelly Lynn Obrien
  • Shelly Lynn Rhoades
  • Shelly Lynn Larracey

View on SEC IAPD

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