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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-07-21 |
| HI | RA | APPROVED | 2012-03-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu | HI | 03/2012 | Present |
| Bank Of America, N.A. | Honolulu | HI | 06/2012 | Present |
I*81057For profit or not for profit: Non-Profit OrganizationName of outside business organization: Koa AnuenueInvestment related: NAddress of business: Honolulu, Hawaii 96822Nature of business: Charitable Organization,Position, title, association: , Start date of relationship: 7/1/2015Number of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Koa Anuenue is the Booster Club for the University of Hawaii at Manoa Athletics Program. I*135809For profit or not for profit: For-Profit OrganizationName of outside business organization: Bear Family Enterprises LLCInvestment related: NAddress of business: Honolulu, Hawaii 96816Nature of business: LLC,position, title, association: Family Held, Start date of relationship: 2/19/2021Number of hours devoted: 15 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: An LLC owned by myself and my wife for the purpose of owning/operating a rental property I*910278For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Kahuku, Hawaii, 96731Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 7/5/2022Number of hours devoted: 5 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: I*2056302, Entity Type, Entity for Profit, Name of OBA: Beach Bears Realty Company, LLC, Address: Kahuku, HI, 96731, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 10/21/2024, No Hours: 20hrs/Ann, No Hours during trading: 0, Duties: Member. I*2056303, Entity Type, Name of OBA: Rental Property 2, Address: Honolulu, HI, 96731, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 10/21/2024, No Hours: 15hrs/Ann, No Hours during trading: 0, Duties: I*2974291, Entity Type: , Name of OBA: Rental Property 3, Address: Honolulu, Hawaii, 96731, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 10/09/2025, No Hours: 25 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-20 |
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