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Heather Katherine Zepeda

Northwestern Mutual Investment Services, LLC

Richmond, VA

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-11-26
VA RA APPROVED 2023-12-18
  • DC RA
    APPROVED
    Since 2025-11-26
  • VA RA
    APPROVED
    Since 2023-12-18

Branch Locations

3901 Westerre Pkwy Ste 300, Richmond, VA 23233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2013 Present
Northwestern Mutual Investment Services, Llc Washington DC 11/2013 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2019 Present
  • 08/2013 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2013 → Present
    Northwestern Mutual Investment Services, Llc
    Washington, DC
  • 01/2019 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-11
  • S66 Uniform Combined State Law Examination
    2014-08-11
Other Names
  • Heather Katherine Huff

View on SEC IAPD

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Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
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