Daniel Scott Johnson

Current Employers

Windfall Advisors, Llc

620 Newport Center Dr. Suite 1100, Newport Beach, CA 92660 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-08-11
NY	RA	APPROVED	2024-07-01

CA RA
APPROVED

Since 2025-08-11
NY RA
APPROVED

Since 2024-07-01

Branch Locations

100 Wilshire Blvd Suite 700, Santa Monica, CA 90401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Santa Monica	CA	05/2016	11/2019
Morgan Stanley Private Bank, N.A.	New York	NY	06/2016	11/2019
Unemployed	Santa Monica	CA	11/2019	04/2020
Windfall Advisors Llc	Santa Monica	CA	04/2020	Present

05/2016 → 11/2019

Morgan Stanley

Santa Monica, CA
06/2016 → 11/2019

Morgan Stanley Private Bank, N.A.

New York, NY
11/2019 → 04/2020

Unemployed

Santa Monica, CA
04/2020 → Present

Windfall Advisors Llc

Santa Monica, CA

Previous Registrations

2016-05-18 → 2019-11-18

Morgan Stanley

Los Angeles, CA
2011-06-13 → 2016-05-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Monica, CA

Other Businesses

Real Estate License held; Has a California Real Estate license; investment related: No; Location: 830 CA-1 ste. 200 El Segundo Ca 90245 United States; Responsibilities Duties: Has Real Estate License ; Start date with business: 2020-06-01; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-06-11

S66 Uniform Combined State Law Examination

2011-06-11

Other Names

Daniel Johnson
Dan Johnson
Daniel Scott Johnson
Danielscott Johnson

View on SEC IAPD