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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-06-02 |
| TX | RA | APPROVED_RES | 2023-05-31 |
Branch Locations
3424 Peachtree Rd Ne Floor 24, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Columbus | GA | 11/2016 | 05/2017 |
| Wells Fargo Bank Na | Columbus | GA | 11/2016 | 05/2017 |
| Truist Investment Services Inc | Atlanta | GA | 05/2017 | 03/2023 |
| Jpmorgan Chase Bank, N.A. | Atlanta | GA | 05/2023 | Present |
| J.P. Morgan Securities Llc | Atlanta | GA | 05/2023 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Inc | Atlanta | GA | 10/2016 | 11/2016 |
| Unemployed | Columbus | GA | 09/2016 | 09/2016 |
| Unemployed | Sandy Springs | GA | 04/2023 | 04/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-27 |
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