Mark Ralph Steinman

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Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2012-11-08

MI RA
APPROVED

Since 2012-11-08

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sigma Financial Corporation	Ann Arbor	MI	07/2010	Present
Spc	Ann Arbor	MI	11/2012	Present
Parkland Securities	Ann Arbor	MI	08/2014	Present

07/2010 → Present

Sigma Financial Corporation

Ann Arbor, MI
11/2012 → Present

Spc

Ann Arbor, MI
08/2014 → Present

Parkland Securities

Ann Arbor, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-11-01

S66 Uniform Combined State Law Examination

2012-11-01

View on SEC IAPD

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OSAIC ADVISORY SERVICES, LLC

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J.P. MORGAN SECURITIES LLC

SECURITY FINANCIAL ADVISORS,LLC

Other Investors

WILLIAM ROBERT ELGER

JOHN ALEXANDER MCCLELLAN

JEFFREY STEPHEN SELF

DOUGLAS ALAN VANDERSTELT

MARCUS MAYURKANT TRIVEDI

JENNIFER A. WATSON

SCOTT ARTHUR HAYDEN

DENNIS JOHN CUNNINGHAM

Other Offices

SPC · Ann Arbor, MI

LPL FINANCIAL LLC · ANN ARBOR, MI

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI

FIRST HEARTLAND CONSULTANTS, INC. · ANN ARBOR, MI

LPL FINANCIAL LLC · ANN ARBOR, MI

OSAIC ADVISORY SERVICES, LLC · Ann Arbor, MI

LPL FINANCIAL LLC · ANN ARBOR, MI

More in Ann Arbor, MI

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