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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-01
TN RA APPROVED 2012-09-28
  • TX RA
    APPROVED_RES
    Since 2017-03-01
  • TN RA
    APPROVED
    Since 2012-09-28

Branch Locations

2220 Award Winning Way Ste 100, Knoxville, TN 37932-1995 • United States

Knoxville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Knoxville TN 05/2012 03/2020
Ameriprise Financial Services, Llc Knoxville TN 03/2020 Present
Other Businesses

Business Ownership; RTW Enterprises, LLC; management and oversight of team and operational development; we use this to manage the APMF practice; 2220 Award Winning Way, , knoxville, TN, 37932; Not Investment-Related; 01/02/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-27
  • S66 Uniform Combined State Law Examination
    2012-09-27
Designations

View on SEC IAPD

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