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Jacob W Dale

Rbc Capital Markets, LLC

Atlanta, GA

Atlanta, GA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-09-03
TX RA APPROVED 2019-08-29
  • GA RA
    APPROVED
    Since 2019-09-03
  • TX RA
    APPROVED
    Since 2019-08-29

Branch Locations

3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated Atlanta GA 06/2010 08/2019
Bank Of America,Na Atlanta GA 09/2010 08/2019
Rbc Capital Markets, Llc. Atlanta GA 08/2019 Present
City National Bank Atlanta GA 09/2019 01/2025
  • 06/2010 → 08/2019
    Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated
    Atlanta, GA
  • 09/2010 → 08/2019
    Bank Of America,Na
    Atlanta, GA
  • 08/2019 → Present
    Rbc Capital Markets, Llc.
    Atlanta, GA
  • 09/2019 → 01/2025
    City National Bank
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-13
  • S66 Uniform Combined State Law Examination
    2010-09-13
Other Names
  • Jacob Walker Dale
  • Jacob W Dale
  • Jacob Dale

View on SEC IAPD

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