Flaxon Lance Elrod

Current Employers

Next Step Financial Transitions

Cypress, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-01-05

TX RA
APPROVED

Since 2021-01-05

Branch Locations

Cypress, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mint Wealth Management	Houston	TX	07/2015	12/2020
Proequities, Inc.	Houston	TX	09/2015	09/2020
Royal Alliance Associates, Inc.	Houston	TX	09/2020	12/2020
Next Step Financial Transitions, Llc	Cypress	TX	09/2020	Present

07/2015 → 12/2020

Mint Wealth Management

Houston, TX
09/2015 → 09/2020

Proequities, Inc.

Houston, TX
09/2020 → 12/2020

Royal Alliance Associates, Inc.

Houston, TX
09/2020 → Present

Next Step Financial Transitions, Llc

Cypress, TX

Previous Registrations

2020-09-04 → 2021-01-07

Osaic Wealth, Inc.

Houston, TX
2015-11-18 → 2020-09-11

Concourse Financial Group Securities, Inc.

Houston, TX

Other Businesses

NEXT STEP DIVORCE SOLUTIONS POSITION: Administrative Assistant NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2018 ADDRESS: 12914 Lentando Ln, Cypress TX 77429, United States DESCRIPTION: Serving as an administrative assistant to provide support to Tessa Elrod with daily activities. ELROD 4 SONS LLC POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2023 ADDRESS: 12914 Lentando Ln, Cypress TX 77429, United States DESCRIPTION: Designing products to be sold through Amazon

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-21

S66 Uniform Combined State Law Examination

2016-03-21

Designations

Other Names

Lance Elrod

View on SEC IAPD