Scott Robert Frantz

Current Employers

Capital Advisors, Inc.

2222 South Utica Place Suite 300, Tulsa, OK 74114 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2017-04-20
TX	RA	APPROVED	2017-04-20

OK RA
APPROVED

Since 2017-04-20
TX RA
APPROVED

Since 2017-04-20

Branch Locations

3001 Dallas Parkway Suite 550, Frisco, TX 75034 • United States

2222 South Utica Place Suite 300, Tulsa, OK 74114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pricewaterhousecoopers, Llc	Dallas	TX	07/2012	04/2017
Capital Advisors, Inc.	Frisco	TX	04/2017	Present

07/2012 → 04/2017

Pricewaterhousecoopers, Llc

Dallas, TX
04/2017 → Present

Capital Advisors, Inc.

Frisco, TX

Previous Registrations

2010-08-03 → 2012-07-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Other Businesses

NAME OF OBA: PHOENIX CAPITAL PARTNERS; ADDRESS OF OBA: 15725 NORTH DALLAS PARKWAY, SUITE 230, ADDISON, TX 75001; NATURE: PRIVATE EQUITY REAL ESTATE INVESTMENTS; INVESTMENT RELATED: YES; RELATIONSHIP WITH OBA: PASSIVE INVESTMENT ONLY; DUTIES: N/A; START DATE: 10/25/2022; APPROX. NUMBER OF HOURS/MONTH: 0; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-07-30

S66 Uniform Combined State Law Examination

2010-07-30

Designations

Other Names

Scott Frantz

View on SEC IAPD