Richard Aaron Paul Girard

Current Employers

Core Partners

Austin, TX • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APP_PEND_IARCE	2026-01-01
KS	RA	APPROVED	2023-12-05
TX	RA	APPROVED	2019-07-15

FL RA
APP_PEND_IARCE

Since 2026-01-01
KS RA
APPROVED

Since 2023-12-05
TX RA
APPROVED

Since 2019-07-15

Branch Locations

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Core Investment Group, Llc	Austin	TX	07/2014	Present
Sagepoint Financial	Austin	TX	02/2015	05/2019
Core Investment Group, Llc	Austin	TX	11/2016	Present

07/2014 → Present

Core Investment Group, Llc

Austin, TX
02/2015 → 05/2019

Sagepoint Financial

Austin, TX
11/2016 → Present

Core Investment Group, Llc

Austin, TX

Previous Registrations

2016-02-25 → 2019-06-06

Osaic Services, Inc.

Austin, TX

Other Businesses

INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING LIFE & HEALTH INSURANCE PRODUCTS; START DATE 07/2014; NON-INVESTMENT RELATED; !5 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-02-03
S63	Uniform Securities Agent State Law Examination	2011-04-15

S65 Uniform Investment Adviser Law Examination

2016-02-03
S63 Uniform Securities Agent State Law Examination

2011-04-15

Other Names

Richard A.P. Girard

View on SEC IAPD