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Ross Paul Hart

Raymond James & Associates, Inc.

Newtown, PA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-27
NJ RA APPROVED 2019-01-08
PA RA APPROVED 2013-10-18
  • TX RA
    APPROVED_RES
    Since 2023-11-27
  • NJ RA
    APPROVED
    Since 2019-01-08
  • PA RA
    APPROVED
    Since 2013-10-18

Branch Locations

5 Caufield Place Suite 201, Newtown, PA 18940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Newton PA 07/2011 Present
  • 07/2011 → Present
    Raymond James And Associates
    Newton, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-17
  • S66 Uniform Combined State Law Examination
    2013-10-17

View on SEC IAPD

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