Eduardo Cruz

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-08-27

FL RA
APPROVED

Since 2021-08-27

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Miami, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Efg Capital International Corp	Miami	FL	06/2010	11/2016
Wells Fargo Clearing Services, Llc	Coral Gables	FL	11/2016	07/2021
Ubs Financial Services	Coral Gables	FL	07/2021	Present

06/2010 → 11/2016

Efg Capital International Corp

Miami, FL
11/2016 → 07/2021

Wells Fargo Clearing Services, Llc

Coral Gables, FL
07/2021 → Present

Ubs Financial Services

Coral Gables, FL

Previous Registrations

2016-11-18 → 2021-07-19

Wells Fargo Clearing Services, Llc

Coral Gables, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-10-13

S66 Uniform Combined State Law Examination

2016-10-13

Other Names

Eddie Cruz
Eduardo Cruz
Eduardo Cruz

View on SEC IAPD