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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-21 |
| UT | RA | APPROVED | 2026-07-06 |
| CT | RA | APPROVED | 2025-10-29 |
| FL | RA | APPROVED | 2025-10-29 |
| NJ | RA | APPROVED | 2024-01-02 |
| PA | RA | APPROVED | 2022-12-16 |
| NY | RA | APPROVED | 2022-12-06 |
Branch Locations
60 East Street Road Mailstop: Pa389, Feasterville, PA 19053 • United States
720-D W.STreet Rd Mailstop: 19B-6596, Warminster, PA 18974 • United States
1601 The Fairway Mailstop: 19B-0227, Jenkintown, PA 19046 • United States
2395 York Road Mailstop: 19B-6737, Jamison, PA 18929 • United States
300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States
2014 Cottman Ave Ms: Pa571, Philadelphia, PA 19149 • United States
6537 Castor Ave. Ms: 19B-6478, Philadelphia, PA 19149 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing, Llc | Staten Island | NY | 05/2015 | 03/2018 |
| Capital One Advisors, Llc | Staten Island | NY | 11/2015 | 03/2018 |
| Lpl Financial Llc | Staten Island | NY | 03/2018 | 07/2019 |
| Northfield Bank | Staten Island | NY | 03/2018 | 07/2019 |
| Advisors Asset Management, Inc | Monument | CO | 08/2019 | 01/2020 |
| Lpl Financial Llc | Staten Island | NY | 09/2021 | 11/2022 |
| Unemployed | Tobyhanna | PA | 01/2020 | 09/2021 |
| Citizens Securities, Inc. | Jamison | PA | 11/2022 | Present |
1. 09/30/2022 - Zoogs Holding LLC - Not Investment Related -To register potential vehicles for personal use - Start Date - 08/30/2017 - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2011-02-18 |
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