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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-21
UT RA APPROVED 2026-07-06
CT RA APPROVED 2025-10-29
FL RA APPROVED 2025-10-29
NJ RA APPROVED 2024-01-02
PA RA APPROVED 2022-12-16
NY RA APPROVED 2022-12-06
  • CA RA
    APPROVED
    Since 2026-07-21
  • UT RA
    APPROVED
    Since 2026-07-06
  • CT RA
    APPROVED
    Since 2025-10-29
  • FL RA
    APPROVED
    Since 2025-10-29
  • NJ RA
    APPROVED
    Since 2024-01-02
  • PA RA
    APPROVED
    Since 2022-12-16
  • NY RA
    APPROVED
    Since 2022-12-06

Branch Locations

60 East Street Road Mailstop: Pa389, Feasterville, PA 19053 • United States

720-D W.STreet Rd Mailstop: 19B-6596, Warminster, PA 18974 • United States

1601 The Fairway Mailstop: 19B-0227, Jenkintown, PA 19046 • United States

2395 York Road Mailstop: 19B-6737, Jamison, PA 18929 • United States

300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States

2014 Cottman Ave Ms: Pa571, Philadelphia, PA 19149 • United States

6537 Castor Ave. Ms: 19B-6478, Philadelphia, PA 19149 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing, Llc Staten Island NY 05/2015 03/2018
Capital One Advisors, Llc Staten Island NY 11/2015 03/2018
Lpl Financial Llc Staten Island NY 03/2018 07/2019
Northfield Bank Staten Island NY 03/2018 07/2019
Advisors Asset Management, Inc Monument CO 08/2019 01/2020
Lpl Financial Llc Staten Island NY 09/2021 11/2022
Unemployed Tobyhanna PA 01/2020 09/2021
Citizens Securities, Inc. Jamison PA 11/2022 Present
  • 05/2015 → 03/2018
    Capital One Investing, Llc
    Staten Island, NY
  • 11/2015 → 03/2018
    Capital One Advisors, Llc
    Staten Island, NY
  • 03/2018 → 07/2019
    Staten Island, NY
  • 03/2018 → 07/2019
    Northfield Bank
    Staten Island, NY
  • 08/2019 → 01/2020
    Monument, CO
  • 09/2021 → 11/2022
    Staten Island, NY
  • 01/2020 → 09/2021
    Unemployed
    Tobyhanna, PA
  • 11/2022 → Present
    Jamison, PA
Previous Registrations
  • 2021-09-13 → 2022-12-13
    Fort Mill, SC
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
  • 2019-08-13 → 2020-01-07
    Boca Raton, FL
  • 2018-04-02 → 2019-08-14
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
  • 2015-11-11 → 2018-03-30
    Capital One Advisors, Llc
    New York, NY
    Mclean, VA
    Staten Island, NY
Other Businesses

1. 09/30/2022 - Zoogs Holding LLC - Not Investment Related -To register potential vehicles for personal use - Start Date - 08/30/2017 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-09
S63 Uniform Securities Agent State Law Examination 2011-02-18
  • S66 Uniform Combined State Law Examination
    2015-11-09
  • S63 Uniform Securities Agent State Law Examination
    2011-02-18
Other Names
  • Alex Bezugly

View on SEC IAPD

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