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Wyatt W Swartz

W. Swartz & Co., LLC

Wildwood, MO

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Current Employers
W. Swartz & Co., Llc

Wildwood, MO • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-22
MO RA APPROVED 2015-08-31
  • TX RA
    APPROVED_RES
    Since 2016-03-22
  • MO RA
    APPROVED
    Since 2015-08-31

Branch Locations

Wildwood, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W. Swartz & Co., Llc Wildwood MO 06/2015 Present
Previous Registrations
  • 2014-10-15 → 2015-04-02
    Fisher Investments
    San Mateo, CA
    Plano, TX
  • 2011-09-13 → 2014-06-10
    Securian Financial Services, Inc.
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-01
  • S66 Uniform Combined State Law Examination
    2011-09-01
Other Names
  • Wyatt Swartz

View on SEC IAPD

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