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Osprey, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 11/2010 | 05/2019 |
| Bofa Securities, Inc. | San Francisco | CA | 05/2019 | 06/2019 |
| Tpg Capital Bd, Llc | San Francisco | CA | 06/2019 | 02/2024 |
| Capital Markets Services, Llc | Osprey | FL | 08/2024 | Present |
| Self-Employed | Osprey | FL | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-17 |
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