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Max Paul Mickiewicz

Capital Markets Services, LLC

Osprey, FL

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Current Employers
Capital Markets Services, Llc

Osprey, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-27
  • FL RA
    APPROVED
    Since 2025-10-27

Branch Locations

Osprey, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 11/2010 05/2019
Bofa Securities, Inc. San Francisco CA 05/2019 06/2019
Tpg Capital Bd, Llc San Francisco CA 06/2019 02/2024
Capital Markets Services, Llc Osprey FL 08/2024 Present
Self-Employed Osprey FL 03/2024 Present
  • 11/2010 → 05/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 05/2019 → 06/2019
    Bofa Securities, Inc.
    San Francisco, CA
  • 06/2019 → 02/2024
    Tpg Capital Bd, Llc
    San Francisco, CA
  • 08/2024 → Present
    Osprey, FL
  • 03/2024 → Present
    Self-Employed
    Osprey, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-30
S63 Uniform Securities Agent State Law Examination 2010-09-17
  • S65 Uniform Investment Adviser Law Examination
    2024-05-30
  • S63 Uniform Securities Agent State Law Examination
    2010-09-17
Other Names
  • Max Mickiewicz

View on SEC IAPD

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