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Sumit Agarwal

Proshare Advisors LLC

Washington, DC

Bethesda, MD

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Current Employers
Proshare Advisors Llc

7272 Wisconsin Avenue 21St Floor, Bethesda, MD 20814 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-03-30
  • MD RA
    APPROVED
    Since 2026-03-30

Branch Locations

Washington, DC • United States

7272 Wisconsin Avenue 21St Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Profunds Distributors, Inc. Bethesda MD 07/2014 11/2023
Principal Funds Distributor Columbus OH 11/2023 01/2026
Principal Asset Management Columbus OH 09/2024 01/2026
Profunds Distributors, Inc. Belle Mead NJ 03/2026 Present
  • 07/2014 → 11/2023
    Profunds Distributors, Inc.
    Bethesda, MD
  • 11/2023 → 01/2026
    Principal Funds Distributor
    Columbus, OH
  • 09/2024 → 01/2026
    Principal Asset Management
    Columbus, OH
  • 03/2026 → Present
    Profunds Distributors, Inc.
    Belle Mead, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-07
S63 Uniform Securities Agent State Law Examination 2010-12-01
  • S65 Uniform Investment Adviser Law Examination
    2024-09-07
  • S63 Uniform Securities Agent State Law Examination
    2010-12-01
Other Names
  • Sumit K Agarwal
  • Sam Agarwal
  • Sumit Kumar Agarwal

View on SEC IAPD

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