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Current Employers
The Pacific Financial Group, Inc.

900 20Th Avenue South Suite 500, Nashville, TN 37212 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-12-12
CA RA APPROVED 2018-07-11
  • WA RA
    APPROVED
    Since 2019-12-12
  • CA RA
    APPROVED
    Since 2018-07-11

Branch Locations

777 108Th Ave Ne Suite 2100, Bellevue, WA 98004 • United States

2077 Suite A, Newport Beach, CA 92663 • United States

900 20Th Avenue South Suite 500, Nashville, TN 37212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Financial Group, Llc Newport Beach CA 10/2008 Present
The Pacific Financial Group, Inc. Bellevue WA 09/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-19
  • S65 Uniform Investment Adviser Law Examination
    2018-06-19

View on SEC IAPD

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