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Kristen Laura Lierly

Charles Schwab & Co., Inc.

Tulsa, OK

Oklahoma City, OK

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2021-03-29
  • OK RA
    APPROVED
    Since 2021-03-29

Branch Locations

2005 East 21St Street Suite 100, Tulsa, OK 74104 • United States

13710 N. Pennsylvania Ave Suite 2, Oklahoma City, OK 73134-6030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 09/2013 12/2020
Summit Tulsa OK 01/2012 12/2020
Charles Schwab & Co., Inc. Tulsa OK 03/2021 Present
Charles Schwab Bank, Ssb Tulsa OK 03/2021 Present
  • 09/2013 → 12/2020
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 01/2012 → 12/2020
    Summit
    Tulsa, OK
  • 03/2021 → Present
    Charles Schwab & Co., Inc.
    Tulsa, OK
  • 03/2021 → Present
    Charles Schwab Bank, Ssb
    Tulsa, OK
Previous Registrations
  • 2013-09-03 → 2020-12-21
    Cetera Wealth Services, Llc
    Tulsa, OK
    Oklahoma City, OK
    Dallas, TX
    Tulsa, OK
  • 2012-02-09 → 2013-09-03
    Walnut Street Securities, Inc.
    Tulsa, OK
  • 2010-10-25 → 2011-09-02
    Morgan Stanley
    Tulsa, OK
    Tulsa, OK
Other Businesses

1) Kristen Lierly | Investment Related:No|2018 E 132nd St. S |Bixby|OK|74008|United States|Hotels/Lodging|Owner|12/2/2025|Less than 20|0|We own a home that we are using to Air BnB

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-22
  • S66 Uniform Combined State Law Examination
    2010-10-22
Other Names
  • Kristen Laura Waggoner
  • Kristen Lierly
  • Kristen L Lierly

View on SEC IAPD

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AIMEE NICOLE BOYER
ROBERT WILIAM MOORE
JOEL BERNARD KANTOR
Jayme Don Fowler
Anthony Charles Dionisio

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Tulsa, OK
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC · TULSA, OK
PINNACLE INVESTMENT ADVISORS · TULSA, OK
NATIVE AMERICAN FUND ADVISORS LLC · TULSA, OK
AMERITAS ADVISORY SERVICES, LLC · TULSA, OK
ARVEST WEALTH MANAGEMENT · Tulsa, OK
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. · TULSA, OK
KQ WEALTH MANAGEMENT LLC · TULSA, OK

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