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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-12-15
VA RA APPROVED 2017-12-15
  • TX RA
    APPROVED
    Since 2017-12-15
  • VA RA
    APPROVED
    Since 2017-12-15

Branch Locations

9609 Gayton Rd, Suite 102, Richmond, VA 23238 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mehta Financial Group, Llc Richmond VA 03/2010 Present
Invest Financial Corp. Tampa FL 08/2010 12/2017
Cambridge Investment Research, Inc. Fairfield IA 12/2017 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 12/2017 Present
  • 03/2010 → Present
    Mehta Financial Group, Llc
    Richmond, VA
  • 08/2010 → 12/2017
    Invest Financial Corp.
    Tampa, FL
  • 12/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2017 → Present
    Fairfield, IA
Previous Registrations
  • 2010-10-22 → 2017-12-15
    Invest Financial Corporation
    Duluth, GA
    Richmond, VA
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIED, IA. INV REL - 40/WK - 24/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. INDEPENDENT INSURANCE AGENT, 9609 GAYTON RD, STE 102, RICHMOND, VA, 3/17 AS PRESIDENT INSURANCE COMPANIES. INV. REL - 40/WK - 6/TRADING. 3. MEHTA FINANCIAL GROUP LLC, 9609 GAYTON RD. STE 102, RICHMOND, VA, 3/17 AS PRESIDENT/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 15/WK - 5/TRADING 4. MEHTA FINANCIAL GROUP, LLC, 9609 Gayton Rd, Suite 102, Richmond VA 23238, United States, 12/15/2017, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-21
  • S66 Uniform Combined State Law Examination
    2010-10-21
Designations
Other Names
  • Divam Mehta

View on SEC IAPD

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