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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • MI RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

3018 Oakland Dr Suite A, Kalamazoo, MI 49008 • United States

101 W Big Beaver Road Suite 705, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Kalamazoo MI 05/2010 11/2024
Prudential Insurance Company Of America Kalamazoo MI 05/2010 Present
Lpl Enterprise, Llc Kalamazoo MI 11/2024 Present
Previous Registrations
Other Businesses

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-30
S63 Uniform Securities Agent State Law Examination 2010-07-30
  • S65 Uniform Investment Adviser Law Examination
    2011-12-30
  • S63 Uniform Securities Agent State Law Examination
    2010-07-30

View on SEC IAPD

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