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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-09-05
  • IL RA
    APPROVED
    Since 2019-09-05

Branch Locations

One North Franklin Street Suite 3330, Chicago, IL 60606 • United States

Arlington Heights, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Chicago IL 08/2019 Present
Mml Investors Services Chicago IL 07/2019 Present
Lenox Advisors Chicago IL 07/2019 Present
Nuveen Securities, Llc Chicago IL 08/2013 07/2019
  • 08/2019 → Present
    Mass Mutual Life Insurance Company
    Chicago, IL
  • 07/2019 → Present
    Mml Investors Services
    Chicago, IL
  • 07/2019 → Present
    Lenox Advisors
    Chicago, IL
  • 08/2013 → 07/2019
    Nuveen Securities, Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-03
  • S66 Uniform Combined State Law Examination
    2013-01-03
Other Names
  • Jason P Krupa

View on SEC IAPD

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