Best Investors Account Sign in
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-05
CA RA APPROVED 2015-03-13
  • TX RA
    APPROVED_RES
    Since 2021-02-05
  • CA RA
    APPROVED
    Since 2015-03-13

Branch Locations

1840 Century Park East Suite 100, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Los Angeles CA 06/2010 Present
Charles Schwab Bank, Ssb Los Angeles CA 10/2014 Present
Other Businesses

Start Date = 12-01-18| Rental Property| Landlord| Carmel, IN| Hours/Month = Less than 20| I'm renting out my second house in Indiana. I have family members managing the property, I'm just the landlord

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-13
S63 Uniform Securities Agent State Law Examination 2010-10-22
  • S66 Uniform Combined State Law Examination
    2015-03-13
  • S63 Uniform Securities Agent State Law Examination
    2010-10-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor