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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

Akron, NY • United States

350 Essjay Road Suite 300, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2011 06/2020
Equitable Advisors, Llc New York NY 05/2011 Present
Equitable Akron NY 02/2025 Present
  • 05/2011 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 05/2011 → Present
    New York, NY
  • 02/2025 → Present
    Equitable
    Akron, NY
Other Businesses

1) RSA for John MacDonald. 2) RSA for Paul T. D'Ostroph.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-30
S63 Uniform Securities Agent State Law Examination 2011-06-08
  • S65 Uniform Investment Adviser Law Examination
    2015-04-30
  • S63 Uniform Securities Agent State Law Examination
    2011-06-08

View on SEC IAPD

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