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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-23 |
| CA | RA | APPROVED | 2010-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Palo Alto | CA | 06/2010 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. SALES REP, BUSINESS IS NON-INVESTMENT RELATED, 1-HOUR MONTH AT NIGHT (NON-TRADING HOURS), SINCE 2007: SONSTEGARD FOODS, 707 EAST 41ST ST, #222, SIOUX FALLS, SD 57105 2. RENTAL PROPERTY, OWNER; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS-1; START DATE: 1984; INVESTMENT RELATED; SAN FRANCISCO, CA 3. Congregation Kol Emeth; Not Investment related; Charity / Private Foundation; Finance & Legacy committee member (proprietor, partner, officer, director, employee, trustee, agent); Mar 2019; During business hours: 2; After business hours: 4; Providing general best practices for a diversified portfolio, Explaining options for making gifts and bequests to the synagogue, including designation in an IRA or retirement plan, making the synagogue the beneficiary in a life insurance policy, and gifts of real estate, securities, etc. 4. *415905 - Mid Central Management LLC; Investment related - Yes; Shawnee Mission, Kansas; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 12/2020; During business hours: 0; After business hours: 2;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-28 |
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