Rodolfo Ruiz

Current Employers

Employment History

• 09/2012 → 10/2016
  Sagepoint Financial, Inc.
  Camarillo, CA
• 11/2016 → 06/2025
  Western International Securities, Inc.
  Pasadena, CA
• 09/2012 → 10/2016
  Independent Capital Management, Inc.
  Camarillo, CA
• 06/2025 → Present
  Lpl Financial Llc
  Westlake Village, CA

Previous Registrations

• 2016-11-09 → 2025-06-05
  Western International Securities, Inc.
  Westlake Village, CA
• 2012-09-12 → 2016-11-02
  Osaic Services, Inc.
  Camarillo, CA
• 2012-07-16 → 2012-09-05
  Pruco Securities, Llc.
  Sherman Oaks, CA
• 2009-05-02 → 2012-07-09
  Chase Investment Services Corp.
  Oxnard, CA
  Ventura, CA
  Oxnard, CA
  Oxnard, CA
  Port Hueneme, CA
  Ventura, CA
  Santa Paula, CA
  Oxnard, CA
• 2008-09-30 → 2009-05-02
  Wamu Investments, Inc.
  Oxnard, CA
  Oxnard, CA
  Ventura, CA
  Oxnard, CA

Other Businesses

1) 06/2025 - Rudy Ruiz - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 06/28/2016 - 40 hours per month/ 20 hours during trading 2) 06/2025 - Sancho Vida Inc - Outside/W-2 Employment - Administrative Assistant - Not Investment Related - Westlake Village, CA - Start Date 03/18/2025 - 20 hours per month/ 20 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-09-29
• S63 Uniform Securities Agent State Law Examination
  2006-03-24

Other Names

• Rudy Ruiz
• Rudy Ruiz
• Rodolfo Ruiz
• Rodolfo J. Ruiz