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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-02-21
TX RA APPROVED 2018-05-23
MI RA APPROVED 2018-03-07
  • FL RA
    APPROVED
    Since 2023-02-21
  • TX RA
    APPROVED
    Since 2018-05-23
  • MI RA
    APPROVED
    Since 2018-03-07

Branch Locations

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

780 N Western Ave Division - Central, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A Bloomfield Hills MI 04/2013 03/2017
J.P. Morgan Securities Llc Bloomfield Hills MI 10/2012 03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield Hills MI 04/2017 Present
Unemployed Davisburg MI 03/2017 04/2017
  • 04/2013 → 03/2017
    Jpmorgan Chase Bank, N.A
    Bloomfield Hills, MI
  • 10/2012 → 03/2017
    J.P. Morgan Securities Llc
    Bloomfield Hills, MI
  • 04/2017 → Present
    Bloomfield Hills, MI
  • 03/2017 → 04/2017
    Unemployed
    Davisburg, MI
Other Businesses

Navy Reserves Seaman - 335 Illinois St., Great Lakes, IL 60088 - Start Date 3/3/2016 - Attending Boot Camp and learn either the Fire Controlman or Electronic Technician job I*469062 For profit or not for profit: Entity Governmental Name of outside business organization: US Naval Reserves Investment related: N Address of business: Jacksonville, Florida, 32212, United States Nature of business: ["Governmental Organization"] Position, title, association: ["Other"], Start date of relationship: 12/19/2016 Number of hours devoted: 16 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Mobilization training., Monthly Trainings 1 sat/1 sun per month. 2 weeks per year of annual training.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-05
S63 Uniform Securities Agent State Law Examination 2010-07-23
  • S66 Uniform Combined State Law Examination
    2018-03-05
  • S63 Uniform Securities Agent State Law Examination
    2010-07-23
Other Names
  • Douglas P Johnson
  • Douglas Johnson

View on SEC IAPD

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