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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-10-21
CA RA APPROVED 2013-05-09
  • TX RA
    APPROVED_RES
    Since 2015-10-21
  • CA RA
    APPROVED
    Since 2013-05-09

Branch Locations

1901 Main Street Suite 700, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Irvine CA 04/2013 Present
Previous Registrations
  • 2011-01-03 → 2013-04-18
    San Diego, CA
    Newport Beach, CA
    Garden Grove, CA
    Oceanside, CA
    San Diego, CA
    Riverside, CA
    Irvine, CA
  • 2006-03-22 → 2011-01-03
    Wells Fargo Investments, Llc
    Riverside, CA
    Riverside, CA
    Murrieta, CA
    Oceanside, CA
    Moreno Valley, CA
    Murrieta, CA
    Murrieta, CA
Other Businesses

*607386 - Therealreal; Investment related: No; Newport Beach, California; Retail/Online Stores; Client/Seller (proprietor, partner, officer, director, employee, trustee, agent); 08/2024; During business hours: 0; After business hours: 1; Provider of goods to sell, such as bags, shoes, clothes, or accessories

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-21
  • S66 Uniform Combined State Law Examination
    2006-03-21

View on SEC IAPD

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