David Katz

Current Employers

Moneco Advisors

2150 Post Road, Suite 201, Fairfield, CT 06824 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2014-10-14

CT RA
APPROVED

Since 2014-10-14

Branch Locations

Easton, CT • United States

2150 Post Road, Suite 201, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lantern Hill Marketing	Easton	CT	03/2010	Present
Lpl Financial	Fairfield	CT	03/2013	Present
Moneco Advisors	Fairfield	CT	08/2014	Present
Acsia Partners	Easton	CT	04/2015	Present
United Healthcare Medical Solutions	Easton	CT	05/2016	Present

03/2010 → Present

Lantern Hill Marketing

Easton, CT
03/2013 → Present

Lpl Financial

Fairfield, CT
08/2014 → Present

Moneco Advisors

Fairfield, CT
04/2015 → Present

Acsia Partners

Easton, CT
05/2016 → Present

United Healthcare Medical Solutions

Easton, CT

Previous Registrations

2013-06-26 → 2016-04-11

Lpl Financial Llc

Easton, CT

Fairfield, CT

Other Businesses

1) 04/2015 - ACSIA PARTNERS; NOT INVESTMENT-RELATED; 5110 CARILLON POINT, KIRKLANE, WA 98033; 50% OF TIME; INSURANCE BROKER. 2) 05/2016 - UNITEDHEALTHCARE MEDICAL SOLUTIONS; NOT INVESTMENT-RELATED; 9800 HEALTH CARE LN. MINNEAPOLIS, MN 55436; 50% OF TIME; INSURANCE AGENT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-06-26

S65 Uniform Investment Adviser Law Examination

2013-06-26

View on SEC IAPD