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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-27
IL RA APPROVED 2017-04-26
  • TX RA
    APPROVED
    Since 2017-04-27
  • IL RA
    APPROVED
    Since 2017-04-26

Branch Locations

111 S Wacker Drive Suite 3200, Chicago, IL 60606 • United States

Park Ridge, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Chicago IL 02/2017 05/2017
Sage Environmental Austin TX 07/2015 11/2016
Unemployed Chicago IL 12/2016 01/2017
Rbc Capital Markets Llc Chicago IL 05/2017 Present
City National Bank Chicago IL 06/2019 Present
  • 02/2017 → 05/2017
    Chicago, IL
  • 07/2015 → 11/2016
    Sage Environmental
    Austin, TX
  • 12/2016 → 01/2017
    Unemployed
    Chicago, IL
  • 05/2017 → Present
    Chicago, IL
  • 06/2019 → Present
    City National Bank
    Chicago, IL
Other Businesses

NAME OF ENTITY: Embers Academy ADDRESS: 8340 N Greenwood Ave, Niles, IL 60714 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private School, Pre-Kindergarten through Fifth Grade CAPACITY: Board of Directors * START DATE: 05/01/21 DUTIES: Board of Director - Governance and financial management policies, advance the mission of the school. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-26
  • S66 Uniform Combined State Law Examination
    2017-04-26

View on SEC IAPD

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