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Nicholas John Pavlis

Morgan Stanley

Tulsa, OK

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2019-06-27
  • OK RA
    APPROVED
    Since 2019-06-27

Branch Locations

2200 South Utica Place Suite 500, Tulsa, OK 74114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Tulsa OK 05/2013 02/2019
Jpmorgan Chase Bank Na Tulsa OK 05/2013 02/2019
Morgan Stanley Tulsa OK 04/2019 Present
Morgan Stanley Private Bank, N.A. New York NY 04/2019 Present
  • 05/2013 → 02/2019
    J.P. Morgan Securities Llc
    Tulsa, OK
  • 05/2013 → 02/2019
    Jpmorgan Chase Bank Na
    Tulsa, OK
  • 04/2019 → Present
    Morgan Stanley
    Tulsa, OK
  • 04/2019 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2011-09-06 → 2013-05-08
    Credit Suisse Securities (Usa) Llc
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-27
S66 Uniform Combined State Law Examination 2011-09-02
  • S65 Uniform Investment Adviser Law Examination
    2019-06-27
  • S66 Uniform Combined State Law Examination
    2011-09-02
Other Names
  • Nicholas Pavlis
  • Nicholas John Pavlis

View on SEC IAPD

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ROBERT BRETT KRAMER
AIMEE NICOLE BOYER
ROBERT WILIAM MOORE
JOEL BERNARD KANTOR
Jayme Don Fowler
Anthony Charles Dionisio

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Tulsa, OK
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC · TULSA, OK
PINNACLE INVESTMENT ADVISORS · TULSA, OK
NATIVE AMERICAN FUND ADVISORS LLC · TULSA, OK
AMERITAS ADVISORY SERVICES, LLC · TULSA, OK
ARVEST WEALTH MANAGEMENT · Tulsa, OK
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. · TULSA, OK
KQ WEALTH MANAGEMENT LLC · TULSA, OK

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