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Robyn Mary Wicks

Ubs Financial Services Inc.

Washington, DC

Washington, DC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-05-03
FL RA APPROVED 2023-04-28
DC RA APPROVED 2017-04-07
  • IL RA
    APPROVED
    Since 2023-05-03
  • FL RA
    APPROVED
    Since 2023-04-28
  • DC RA
    APPROVED
    Since 2017-04-07

Branch Locations

Washington, DC • United States

1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bradley Holdings Washington DC 09/2015 09/2016
Ubs Private Wealth Management Washington DC 10/2016 Present
  • 09/2015 → 09/2016
    Bradley Holdings
    Washington, DC
  • 10/2016 → Present
    Ubs Private Wealth Management
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-13
  • S66 Uniform Combined State Law Examination
    2017-03-13

View on SEC IAPD

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