Best Investors Account Sign in
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-15
MN RA APPROVED 2022-05-25
  • TX RA
    APPROVED
    Since 2024-02-15
  • MN RA
    APPROVED
    Since 2022-05-25

Branch Locations

Wells Fargo Plaza 7900 Xerxes Avenue South Suite 810, Bloomington, MN 55431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Houston TX 03/2018 05/2022
Wells Fargo Home Mortgage Minneapolis MN 10/2011 02/2018
Wells Fargo Advisors Financial Network, Llc Minneaoplis MN 05/2022 Present
Other Businesses

DPWA LLC, INV RELATED, MINNEAPOLIS, MN, 100% OWNERSHIP, START 3/1/24, 1 HR PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-05-21
  • S63 Uniform Securities Agent State Law Examination
    2018-05-21
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bloomington, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor