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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-06-22
SC RA APPROVED 2020-05-29
VA RA APPROVED 2020-05-29
NC RA APPROVED 2013-10-01
TX RA APPROVED_RES 2013-09-23
CA RA APPROVED 2013-09-19
DC RA APPROVED 2013-09-17
  • PA RA
    APPROVED
    Since 2020-06-22
  • SC RA
    APPROVED
    Since 2020-05-29
  • VA RA
    APPROVED
    Since 2020-05-29
  • NC RA
    APPROVED
    Since 2013-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • CA RA
    APPROVED
    Since 2013-09-19
  • DC RA
    APPROVED
    Since 2013-09-17

Branch Locations

Pawleys Island, SC • United States

1255 23Rd Street Nw Suite 810, Washington, DC 20037-1102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Washington DC 09/2013 Present
Previous Registrations
Other Businesses

1. Waccamaw Community Foundation, Murrells Inlet, SC. Charitable organization serving the local region. Vice Chair (08/2025) - General oversight of foundation's charitable initiatives. Not investment related, not compensated, 2 hours/month. 2. The Salty Golfer Podcast, Myrtle Beach, SC. Co-host (11/2024) - podcast, co-host, help with social media content. Not investment related, not compensated, 2 hours/month. 3. All Saints Church, Pawleys Island, SC. Vestry Member (09/2025) - Oversight of various ministries, assisting clergy with projects as needed. Not investment related, not compensated, 2 hours/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-17
  • S66 Uniform Combined State Law Examination
    2010-08-17
Designations
Other Names
  • Erik Thomas Fromm

View on SEC IAPD

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